E&O Insurance tailored for Agents and Advisors
Individual Coverage Options

Choose the Coverage Option that best applies to you. (Some areas may not apply)

E&O Coverage Option 1
  • YOU ARE a Life Agent, Reg Rep, RIA/IAR and/or sell Annuities
  • YOU ONLY sell Group Life and Group Health to your clients’ ERISA plan participants
  • YOU DO NOT need coverage for Level Funded Health Plans
  • YOU DO NOT need coverage for ETFs and/or ETNs
  • YOU HAVE NOT had a Bankruptcy in the last 10 years
  • YOU HAVE NEVER been the subject of a Claim or Regulatory action
  • YOU ARE Considering RETIREMENT and Need an UNLIMITED ERP at no additional Charge
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E&O Coverage Option 2
  • YOU ARE a Life Agent, Reg Rep, RIA/IAR and/or Sell Annuities AND P&C
  • YOU DO SERVE clients with ERISA Employee Benefit Plans
  • YOU NEED ERISA and Fiduciary coverage to comply with the New DOL Rule and/or BICE
  • YOU NEED coverage for Level Funded Health Plans
  • YOU NEED coverage for Non-Leveraged ETFs and/or ETNs
  • YOU HAVE had a Bankruptcy in the last 10 Years
  • YOU HAVE been the subject of a claim or regulatory action

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Agencies or Firms with 2 or more Professionals Coverage Options
Insurance Agency
  • P&C
  • Life, Health, Annuities

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Investment Advisory Firm
  • Discretionary Authority
  • Non-Discretionary Authority
  • Use of Subadvisors
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Individual Prior Acts Only Coverage Options
LifeAgent, P&C Agent, Reg Rep and/or RIA/IAR
  • You are transition from a BD and need to make sure you have the coverage you need

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Other Insurance
Cyber Insurance
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All Other Professional Insurance
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Contact

Mailing Address
94 Acoma Blvd. S. Ste. 200
Lake Havasu City, AZ 86403

LIC# 1077048
Phone: 866-277-7162
Fax: 888-370-2842
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