E&O Insurance tailored for Agents and Advisors
Individual Coverage Options

Choose the Coverage Option that best applies to you. (Some areas may not apply)

Compare Plans
Option 1 Option 2
Coverage for Life Agents, Registered Reps and/or Investment Advisors
Coverage for the sale or servicing of Annuities
Instant Eligibility with 10 Yes/No questions
Prior Acts Coverage included back to date of first continuous E&O
Coverage for the sale of Group Life and Group Health to ERISA plan Participants
Awareness Provision allows you to report a circumstance that may become a claim in the future
Menu approach to coverage – Only pay for what you want
Coverage for an Agent as a General Agent
Monthly Payment Option
Unlimited Extended Reporting Period at No additional charge
Coverage for P&C Agents
Prior Acts only Coverage Option
ERISA and Fiduciary Coverage to comply with the New DOL Rule and/or BICE
Coverage for Level Funded Health Plans
Coverage for Non-Leveraged ETFs and/or ETNs
Coverage if you have had a Bankruptcy in the last 10 years
Underwriter Special Consideration if you have been the subject of a Claim or Regulatory Action
Vanishing Retention
Auto Renewal
Monthly Payment offered through Premium Finance option
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Agencies or Firms with 2 or more Professionals Coverage Options
Insurance Agency
  • P&C
  • Life, Health, Annuities

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Investment Advisory Firm
  • Discretionary Authority
  • Non-Discretionary Authority
  • Use of Subadvisors
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Individual Prior Acts Only Coverage Options
LifeAgent, P&C Agent, Reg Rep and/or RIA/IAR
  • You are transition from a BD and need to make sure you have the coverage you need

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Other Insurance
Cyber Insurance
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All Other Professional Insurance
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Contact

Mailing Address
94 Acoma Blvd. S. Ste. 200
Lake Havasu City, AZ 86403

LIC# 1077048
Phone: 866-277-7162
Fax: 888-370-2842
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