E&O Insurance tailored for Agents and Advisors
Individual Coverage Options

Choose the Coverage Option that best applies to you. (Some areas may not apply)

Compare Plans
Option 1 Option 2
Coverage for Life Agents, Registered Reps and/or Investment Advisors
Coverage for the sale or servicing of Annuities
Instant Eligibility with 10 Yes/No questions
Prior Acts Coverage included back to date of first continuous E&O
Coverage for the sale of Group Life and Group Health to ERISA plan Participants
Awareness Provision allows you to report a circumstance that may become a claim in the future
Menu approach to coverage – Only pay for what you want
Coverage for an Agent as a General Agent
Monthly Payment Option
Unlimited Extended Reporting Period at No additional charge
Coverage for P&C Agents
Prior Acts only Coverage Option
ERISA and Fiduciary Coverage to comply with the New DOL Rule and/or BICE
Coverage for Level Funded Health Plans
Coverage for Non-Leveraged ETFs and/or ETNs
Coverage if you have had a Bankruptcy in the last 10 years
Underwriter Special Consideration if you have been the subject of a Claim or Regulatory Action
Vanishing Retention
Auto Renewal
Monthly Payment offered through Premium Finance option
B+ rated carriers covered
Coverage for Notaries at No additional charge
Coverage for Life Insurance Consultants at NO additional charge
Agencies or Firms with 2 or more Professionals Coverage Options
Insurance Agency
  • P&C
  • Life, Health, Annuities

Investment Advisory Firm
  • Discretionary Authority
  • Non-Discretionary Authority
  • Use of Subadvisors
Individual Prior Acts Only Coverage Options
LifeAgent, P&C Agent, Reg Rep and/or RIA/IAR
  • You are transition from a BD and need to make sure you have the coverage you need

Other Insurance
Cyber Insurance
All Other Professional Insurance


Mailing Address
94 Acoma Blvd. S. Ste. 200
Lake Havasu City, AZ 86403

LIC# 1077048
Phone: 866-277-7162
Fax: 888-370-2842
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